RMB Morgan Stanley - Form 8.5 (EPT/NON-RI)-Mediclinic International plc

05/08/2022

RNS Number : 0999V
RMB Morgan Stanley Limited
05 August 2022
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

RMB Morgan Stanley (Pty) Ltd

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Mediclinic International plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Mediclinic International plc

(d) Date dealing undertaken:

04 August 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

10p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,529,582

0.34

20,012

0.00

(2) Cash-settled derivatives:

 

48,628

0.01

2,578,210

0.35

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

     TOTAL:

2,578,210

0.35

2,598,222

0.35

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

N/A

Details, including nature of the rights concerned and relevant percentages:

N/A

 

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

(ZAR)

Lowest price per unit paid/received         (ZAR)

 
 

10p ordinary

PURCHASE

1,846,824

102.10

99.34

 

10p ordinary

SALE

2,132,348

102.14

99.16

 

 

 

(b)        Cash-settled derivative transactions

Class of relevant security

Product description e.g CFD

Nature of dealing e.g opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (ZAR)

 
 

10p ordinary

CFD

LONG

190,770

101.21

 

10p ordinary

CFD

LONG

3,800

99.98

 

10p ordinary

CFD

LONG

5,033

100.47

 

10p ordinary

CFD

LONG

6,014

100.83

 

10p ordinary

CFD

LONG

14,551

101.04

 

10p ordinary

CFD

LONG

30,935

101.04

 

10p ordinary

CFD

LONG

5,427

101.04

 

10p ordinary

CFD

LONG

42,077

101.04

 

10p ordinary

CFD

LONG

2,574

101.04

 

10p ordinary

CFD

LONG

54,074

101.04

 

10p ordinary

CFD

LONG

3,300

101.04

 

10p ordinary

CFD

LONG

7,997

101.04

 

10p ordinary

CFD

LONG

30,256

101.04

 

10p ordinary

CFD

LONG

2,006

101.04

 

10p ordinary

CFD

LONG

1,698

101.04

 

10p ordinary

CFD

LONG

3,577

101.04

 

10p ordinary

CFD

LONG

606

101.04

 

10p ordinary

CFD

LONG

4,500

101.58

 

10p ordinary

CFD

LONG

31,939

100.81

 

10p ordinary

CFD

LONG

6,708

100.81

 

10p ordinary

CFD

SHORT

139,449

100.74

 

10p ordinary

CFD

SHORT

1,583

100.91

 

10p ordinary

CFD

SHORT

30,019

100.93

 

10p ordinary

CFD

SHORT

1,497

101.21

 

10p ordinary

CFD

SHORT

9,763

101.20

 

10p ordinary

CFD

SHORT

19

101.18

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

 

N/A

N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

none

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

none

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

05 August 2022

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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